NASD Arbitration Solution
Five Black-Belt Principles to Protect and Grow Your Financial Services Practice
The right brain guide to NASD compliance for Registered Representatives
This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.
ISBN/UPC:
9780470126325
Product:
Book, Hardcover
Title:
NASD Arbitration Solution: Five Black-Belt Principles to Protect and Grow Your Financial Services Practice
Contributors
- Author: Thomas J. Hine, John K. Brubaker
Publisher:
Wiley, 2007
Pages:
312
Languages:
English
Categories
Specification:
9.3 x 6.5 x 1.1 inches, 1.2 pounds
| Acceptable: | Fairly worn but fully readable and intact. Pages may include notes, highlighting, or minor water damage. Dust jacket, CDs, product codes, or other inclusions may be missing or expired. |
| Good: | Shows signs of wear. Pages may include limited notes or highlighting. Dust jacket, CDs, product codes, or other inclusions may be missing or expired. |
| Very Good: | Item has seen limited use and has minimal signs of wear. Pages are clean without markings. Dust jacket, CDs, product codes, or other inclusions may be missing or expired. |
| Like New: | Shows little to no signs of wear. Spine has no signs of creasing. Pages are clean without markings. CDs, product codes, or other inclusions may be missing or expired. |
| New: | Brand new, unused, and in perfect condition. Includes all original packaging and accessories. |